Tsoi, Sin Yuk Cindy 蔡倩玉 SFC Licences and HKMA Registrations (ID 27245321)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-10-29	-
	Rep	Dealing in securities	2024-10-29	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2023-11-01	2024-03-08
	Rep	Dealing in futures contracts	2023-11-01	2024-03-08
	Rep	Dealing in securities	2023-11-01	2024-03-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-09-17	2023-05-25
	Rep	Dealing in securities	2021-09-17	2023-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.