Personnel SFC Licences and HKMA Registrations (ID 27259277)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2026-06-26	-
	Rep	Dealing in securities	2026-06-26	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-08-09	2026-06-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2023-03-31	2026-06-07
Wanhai Securities (HK) Limited	Rep	Dealing in securities	2021-09-21	2022-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.