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Lau, Ivy (SFC:BRR511) Hong Kong SFC License Details (ID 27259286)
Lau, Ivy (SFC:BRR511)
SFC ID:
BRR511
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
2021-09-21
-
Rep
Advising on securities
2021-09-21
-
Rep
Dealing in securities
2021-09-21
-