Xiao, Rui (SFC:BRR575) 肖睿

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2025-10-20	-
	Rep	Dealing in securities	2025-10-20	-
	Rep	Advising on corporate finance	2025-03-05	2025-06-18
	Rep	Dealing in securities	2025-03-05	2025-06-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-09-23	2024-12-17
	Rep	Dealing in securities	2021-09-23	2024-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2025-10-20	-
	Rep	Dealing in securities	2025-10-20	-
	Rep	Advising on corporate finance	2025-03-05	2025-06-18
	Rep	Dealing in securities	2025-03-05	2025-06-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-09-23	2024-12-17
	Rep	Dealing in securities	2021-09-23	2024-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.