Personnel SFC Licences and HKMA Registrations (ID 27268797)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2025-06-30	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2021-09-23	2025-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.