Personnel SFC Licences and HKMA Registrations (ID 27273660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2026-10-05	-
	Rep	Asset management	2026-10-05	-
	Rep	Dealing in securities	2026-10-05	-
Foresight Fund (Hong Kong) Limited	Rep	Advising on securities	2023-04-17	2026-08-20
	Rep	Asset management	2023-04-17	2026-08-20
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2021-09-24	2022-05-21
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-24	2022-05-21
	Rep	Dealing in securities	2021-09-24	2022-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.