Personnel SFC Licences and HKMA Registrations (ID 27282742)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2021-09-27	-
	Rep	Dealing in securities	2021-09-27	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH4724

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Dealing in securities	Non-EO	VICE PRESIDENT, LOAN SYNDICATION, ASIA PACIFIC	2021-09-30	—	Current
NATIXIS	Advising on securities	Non-EO	VICE PRESIDENT, LOAN SYNDICATION, ASIA PACIFIC	2021-09-30	—	Current
恒生銀行有限公司	Dealing in securities	Non-EO	—	2017-05-22	2021-09-12	Former
恒生銀行有限公司	Advising on securities	Non-EO	—	2017-05-22	2021-09-12	Former
恒生銀行有限公司	Providing automated trading services	Non-EO	—	2017-05-22	2017-07-02	Former