Personnel SFC Licences and HKMA Registrations (ID 27295005)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-05-22	-
	Rep	Dealing in securities	2024-05-22	-
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Advising on securities	2021-09-29	2024-03-31
	Rep	Asset management	2021-09-29	2024-03-31
	Rep	Dealing in securities	2021-09-29	2024-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.