Personnel Hong Kong SFC License Details (ID 27301011)

Personnel Hong Kong SFC License Details (ID 27301011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2026-02-09	-
	Rep	Asset management	2026-02-09	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2023-07-21	2026-01-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-09-30	2026-01-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-09-30	2026-01-13
	Rep	Dealing in securities	2021-09-30	2026-01-13