Personnel SFC Licences and HKMA Registrations (ID 27301131)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2023-06-15	-
	Rep	Asset management	2023-06-15	-
OCI Asset Management Company Limited	Rep	Advising on securities	2021-09-30	2023-04-19
	Rep	Asset management	2021-09-30	2023-04-19
	Rep	Dealing in securities	2021-09-30	2023-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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