Personnel Hong Kong SFC License Details (ID 27313840)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Dealing in securities	2024-12-31	2026-05-13
CMB International Capital Limited	RO	Advising on corporate finance	2022-04-06	2026-05-13
	RO	Dealing in securities	2022-04-06	2026-05-13
	Rep	Advising on corporate finance	2022-02-11	2022-04-06
	Rep	Dealing in securities	2022-02-11	2022-04-06
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2021-10-04	2021-12-13
	Rep	Dealing in securities	2021-10-04	2021-12-13