Personnel Hong Kong SFC License Details (ID 27330556)

Personnel Hong Kong SFC License Details (ID 27330556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2024-09-09	2024-11-27
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-09-09	2024-11-27
	Rep	Dealing in securities	2024-09-09	2024-11-27
Segantii Capital Management Limited	Rep	Asset management	2023-02-06	2024-06-07
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2022-04-07	2022-12-12
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-10-07	2022-12-12
	Rep	Dealing in securities	2021-10-07	2022-12-12