Personnel Hong Kong SFC License Details (ID 27330589)

Personnel Hong Kong SFC License Details (ID 27330589)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2026-02-13	-
WRise Prestige Asset Management Limited	Rep	Advising on securities	2025-01-13	2025-04-10
WRise Prestige Securities Limited	Rep	Dealing in securities	2025-01-13	2025-04-10
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-03-22	2024-06-30
	Rep	Dealing in securities	2023-03-22	2024-06-30
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2021-10-07	2023-03-21
	Rep	Dealing in securities	2021-10-07	2023-03-21