Personnel SFC Licences and HKMA Registrations (ID 27330597)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-10-21	-
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2024-03-15	2026-09-10
OnePlatform Asset Management Limited	Rep	Dealing in securities	2021-10-07	2023-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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