Personnel SFC Licences and HKMA Registrations (ID 27334678)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUNFUND SECURITIES LIMITED	RO	Advising on securities	2026-07-31	-
	RO	Dealing in securities	2026-07-31	-
SUNFUND FUND MANAGEMENT LIMITED	RO	Asset management	2026-01-15	-
SUNFUND SECURITIES LIMITED	Rep	Advising on securities	2026-01-15	2026-07-31
	Rep	Dealing in securities	2026-01-15	2026-07-31
Guolian Securities International Asset Management Co., Limited	RO	Asset management	2024-12-20	2025-12-31
	Rep	Asset management	2022-04-29	2024-12-20
Guolian Securities International Capital Co., Limited	Rep	Advising on securities	2022-04-29	2025-12-31
	Rep	Dealing in securities	2022-04-29	2025-12-31
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2022-03-30	2022-04-08
	Rep	Asset management	2022-03-30	2022-04-08
	Rep	Dealing in securities	2022-03-30	2022-04-08
Arta Asset Management Limited	Rep	Advising on securities	2021-10-08	2022-03-11
	Rep	Dealing in securities	2021-10-08	2022-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.