Personnel SFC Licences and HKMA Registrations (ID 27334687)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2023-06-02	-
	Rep	Asset management	2023-06-02	-
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2021-10-08	2023-05-27
	Rep	Asset management	2021-10-08	2023-05-27
	Rep	Dealing in securities	2021-10-08	2023-05-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.