Personnel SFC Licences and HKMA Registrations (ID 27341052)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	Rep	Asset management	2024-12-18	-
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2023-07-25	2024-11-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-10-11	2024-11-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-10-11	2024-11-01
	Rep	Dealing in securities	2021-10-11	2024-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.