Personnel Hong Kong SFC License Details (ID 27346679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2026-08-13	-
Quam Securities Limited	Rep	Advising on securities	2025-06-06	2026-03-13
	Rep	Dealing in securities	2025-06-06	2026-03-13
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-10-12	2023-08-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-10-12	2023-08-04
	Rep	Dealing in securities	2021-10-12	2023-08-04