Personnel SFC Licences and HKMA Registrations (ID 27346747)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2026-08-24	-
	Rep	Dealing in securities	2026-08-24	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-08-24	-
VALUABLE CAPITAL LIMITED	Rep	Asset management	2022-05-27	2022-06-24
	Rep	Advising on securities	2022-02-10	2022-06-24
	Rep	Dealing in futures contracts	2021-10-12	2022-06-24
	Rep	Dealing in securities	2021-10-12	2022-06-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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