Personnel SFC Licences and HKMA Registrations (ID 27364119)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2026-06-09	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-10-15	2023-08-07
	Rep	Advising on securities	2021-10-15	2023-08-07
	Rep	Dealing in securities	2021-10-15	2023-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.