Personnel SFC Licences and HKMA Registrations (ID 27377176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2024-04-10	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2021-10-19	2024-02-26
	Rep	Dealing in securities	2021-10-19	2024-02-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.