Personnel Hong Kong SFC License Details (ID 27384706)

Personnel Hong Kong SFC License Details (ID 27384706)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-07-19	2023-05-16
	Rep	Advising on securities	2022-07-19	2023-05-16
	Rep	Dealing in securities	2022-07-19	2023-05-16
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-07-19	2023-05-16
	Rep	Advising on securities	2022-07-19	2023-05-16
	Rep	Dealing in securities	2022-07-19	2023-05-16
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2021-10-20	2022-06-10
	Rep	Dealing in securities	2021-10-20	2022-06-10