Personnel Hong Kong SFC License Details (ID 27384833)

Personnel Hong Kong SFC License Details (ID 27384833)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2022-03-21	2023-01-15
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2022-03-21	2023-01-15
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2022-03-21	2023-01-15
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2022-03-21	2023-01-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2022-03-21	2023-01-15
TFI Capital Limited	Rep	Advising on corporate finance	2021-10-20	2021-11-15
TFI Securities and Futures Limited	Rep	Dealing in securities	2021-10-20	2021-11-15