Personnel SFC Licences and HKMA Registrations (ID 27409572)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TX CAPITAL (HK) LIMITED	Rep	Asset management	2026-03-25	-
Dream Peak Capital Limited	Rep	Asset management	2024-07-24	2025-09-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-10-26	2022-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.