Personnel SFC Licences and HKMA Registrations (ID 27423)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2022-06-06	2024-05-31
	Rep	Dealing in securities	2022-06-06	2024-05-31
	RO	Advising on securities	2010-11-24	2022-06-06
	RO	Dealing in securities	2010-11-24	2022-06-06
BANK CONSORTIUM TRUST COMPANY LIMITED	RO	Advising on securities	2004-10-13	2011-07-31
	RO	Dealing in securities	2004-10-13	2011-07-31
	Rep	Advising on corporate finance	-	2004-10-08
	Rep	Asset management	-	2004-10-08
	Rep	Advising on securities	-	2004-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.