Personnel SFC Licences and HKMA Registrations (ID 27434458)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2026-10-05	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-10-05	-
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2021-11-01	2026-09-13
	Rep	Advising on securities	2021-11-01	2026-09-13
	Rep	Dealing in securities	2021-11-01	2026-09-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.