Personnel SFC Licences and HKMA Registrations (ID 27451283)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Asset Management Company Limited	Rep	Asset management	2024-12-27	-
China Chengtong (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2021-11-04	2024-11-30
	Rep	Asset management	2021-11-04	2024-11-30
	Rep	Dealing in securities	2021-11-04	2024-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.