Personnel SFC Licences and HKMA Registrations (ID 27478707)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PINESTONE SECURITIES LIMITED	Rep	Dealing in securities	2024-07-25	-
Rifa Securities Limited	Rep	Dealing in securities	2022-04-28	2022-12-02
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-11-10	2022-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.