Personnel SFC Licences and HKMA Registrations (ID 27483499)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Advising on securities	2026-05-26	-
TFI Capital Limited	Rep	Advising on corporate finance	2023-09-11	-
TFI Securities and Futures Limited	Rep	Dealing in securities	2023-08-14	-
Silk Road International Capital Limited	Rep	Advising on securities	2021-11-11	2023-07-30
	Rep	Dealing in securities	2021-11-11	2023-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.