Personnel Hong Kong SFC License Details (ID 27488484)

Personnel Hong Kong SFC License Details (ID 27488484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Dealing in futures contracts	2026-09-16	-
	Rep	Dealing in securities	2026-09-16	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2023-08-22	2025-05-21
	Rep	Dealing in securities	2023-08-22	2025-05-21
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-10-20	2023-08-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-09-23	2023-08-04
OnePlatform Asset Management Limited	Rep	Dealing in securities	2021-11-12	2022-08-26