Personnel SFC Licences and HKMA Registrations (ID 27488491)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2022-09-29	-
	Rep	Asset management	2022-09-29	-
Prudence Investment Management (Hong Kong) Limited	Rep	Advising on securities	2021-11-12	2022-08-19
	Rep	Asset management	2021-11-12	2022-08-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.