Personnel Hong Kong SFC License Details (ID 27500494)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Conning Asia Pacific Limited	Rep	Advising on securities	2025-08-22	-
	Rep	Dealing in securities	2025-08-22	-
PGIM (Hong Kong) Limited	Rep	Advising on securities	2024-09-01	2025-06-01
	Rep	Dealing in securities	2024-09-01	2025-06-01
	Rep	Advising on securities	2021-11-16	2024-08-31
	Rep	Dealing in securities	2021-11-16	2024-08-31