Personnel SFC Licences and HKMA Registrations (ID 27506029)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2025-02-03	-
	Rep	Dealing in securities	2025-02-03	-
	Rep	Advising on corporate finance	2021-11-17	2023-06-23
	Rep	Dealing in securities	2021-11-17	2023-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.