Personnel SFC Licences and HKMA Registrations (ID 27526602)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-08-26	-
	Rep	Dealing in securities	2022-08-26	2023-03-28
ONE Asset Management (HK) Company Limited	Rep	Asset management	2021-11-22	2022-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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