Personnel SFC Licences and HKMA Registrations (ID 27531468)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2026-06-15	-
	Rep	Asset management	2026-06-15	-
	Rep	Dealing in securities	2026-06-15	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2024-06-25	2026-05-15
	Rep	Advising on securities	2024-06-25	2026-05-15
	Rep	Asset management	2024-06-25	2026-05-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2024-06-25	2026-05-15
	Rep	Asset management	2024-06-25	2026-05-15
	Rep	Dealing in securities	2024-06-25	2026-05-15
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2022-09-20	2024-06-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-11-23	2022-09-01
	Rep	Advising on securities	2021-11-23	2022-09-01
	Rep	Asset management	2021-11-23	2022-09-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-11-23	2022-09-01
	Rep	Asset management	2021-11-23	2022-09-01
	Rep	Dealing in securities	2021-11-23	2022-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.