Personnel SFC Licences and HKMA Registrations (ID 27589160)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-09-27	-
	Rep	Advising on securities	2023-09-27	-
	Rep	Providing automated trading services	2023-09-27	-
	Rep	Dealing in futures contracts	2023-09-27	-
	Rep	Dealing in securities	2023-09-27	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-07-06	2023-06-05
	Rep	Dealing in securities	2021-12-07	2023-06-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2021-12-07	2023-06-05
	Rep	Dealing in securities	2021-12-07	2023-06-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.