Personnel SFC Licences and HKMA Registrations (ID 27606349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2024-07-15	-
	Rep	Dealing in securities	2024-06-17	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-12-10	2024-03-13
	Rep	Advising on corporate finance	2021-12-10	2024-04-24
	Rep	Dealing in securities	2021-12-10	2024-04-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.