Personnel Hong Kong SFC License Details (ID 27606361)

Personnel Hong Kong SFC License Details (ID 27606361)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldhorse Securities Limited	Rep	Advising on securities	2026-01-08	-
	Rep	Dealing in securities	2026-01-08	-
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2024-10-29	-
	Rep	Dealing in securities	2024-10-29	-
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-03-28	2024-05-07
	Rep	Dealing in securities	2024-03-28	2024-05-07
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-12-10	2024-04-02
	Rep	Dealing in securities	2021-12-10	2024-04-02