Personnel SFC Licences and HKMA Registrations (ID 27614532)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-01-28	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-01-26	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-01-26	-
	Rep	Dealing in securities	2026-01-26	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2025-05-09	2025-12-17
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-12-13	2025-12-17
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-12-13	2025-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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