Xie, Xiaoping (SFC:BPM129) 谢孝平

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYON SECURITIES LIMITED	RO	Dealing in securities	2026-01-22	-
CARLYON ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-12-14	-
CARLYON SECURITIES LIMITED	Rep	Dealing in securities	2021-12-14	2026-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYON SECURITIES LIMITED	RO	Dealing in securities	2026-01-22	-
CARLYON ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-12-14	-
CARLYON SECURITIES LIMITED	Rep	Dealing in securities	2021-12-14	2026-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.