Personnel Hong Kong SFC License Details (ID 27619809)

Personnel Hong Kong SFC License Details (ID 27619809)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on futures contracts	2026-07-08	-
	Rep	Advising on securities	2026-06-22	-
	Rep	Asset management	2026-06-22	-
	Rep	Dealing in futures contracts	2026-06-22	-
	Rep	Dealing in securities	2026-06-22	-
CASH Wealth Management Limited	RO	Advising on securities	2025-03-10	2026-05-29
CELESTIAL SECURITIES LIMITED	RO	Dealing in securities	2025-03-10	2026-05-29
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2024-12-20	2026-05-29
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2023-04-04	2026-05-29
CASH Wealth Management Limited	Rep	Asset management	2023-04-04	2026-05-29
	Rep	Advising on securities	2021-12-14	2025-03-10
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2021-12-14	2025-03-10