Kok, Lai Yin 郭麗燕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2022-02-07	-
	Rep	Advising on securities	2021-12-16	2025-05-28
	Rep	Dealing in securities	2021-12-16	2025-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2022-02-07	-
	Rep	Advising on securities	2021-12-16	2025-05-28
	Rep	Dealing in securities	2021-12-16	2025-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.