Personnel SFC Licences and HKMA Registrations (ID 27631972)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guolian Securities International Capital Co., Limited	Rep	Advising on securities	2026-09-29	-
	Rep	Dealing in securities	2026-09-29	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-09-05	2025-11-13
	Rep	Dealing in securities	2025-09-05	2025-11-13
BOCOM International Securities Limited	Rep	Advising on securities	2024-08-12	2025-08-09
	Rep	Dealing in securities	2023-08-04	2025-08-09
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-12-17	2023-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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