Personnel SFC Licences and HKMA Registrations (ID 27638533)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2026-10-22	-
	Rep	Dealing in securities	2026-10-22	-
Victoria Harbour Securities International Limited	Rep	Asset management	2021-12-20	2023-09-11
	Rep	Dealing in securities	2021-12-20	2023-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.