Yan, Lok Yi 殷樂怡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2025-12-29	-
	Rep	Dealing in securities	2025-12-29	-
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2022-01-04	2022-08-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2025-12-29	-
	Rep	Dealing in securities	2025-12-29	-
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2022-01-04	2022-08-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.