Personnel SFC Licences and HKMA Registrations (ID 27690181)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-01-07	-
	Rep	Advising on securities	2026-01-07	-
	Rep	Dealing in securities	2026-01-07	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-02-14	2025-12-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-02-14	2025-12-12
	Rep	Dealing in securities	2025-02-14	2025-12-12
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-01-05	2024-08-16
	Rep	Dealing in securities	2022-01-05	2024-08-16
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2022-01-05	2024-08-16
	Rep	Dealing in securities	2022-01-05	2024-08-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.