Personnel SFC Licences and HKMA Registrations (ID 27707239)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Advising on corporate finance	2025-10-13	-
	Rep	Dealing in securities	2025-09-11	-
	Rep	Advising on corporate finance	2022-01-10	2025-10-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.