Personnel SFC Licences and HKMA Registrations (ID 27713046)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-03-18	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2025-10-28	-
	Rep	Dealing in securities	2025-10-28	-
Topaz Financial Group Limited	Rep	Advising on securities	2025-05-07	2025-09-11
	Rep	Dealing in securities	2025-05-07	2025-09-11
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-01-04	2024-10-15
	Rep	Dealing in securities	2024-01-04	2024-10-15
BIL Wealth Management Limited	Rep	Advising on securities	2022-01-11	2022-06-19
	Rep	Asset management	2022-01-11	2022-06-19
	Rep	Dealing in securities	2022-01-11	2022-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.