Personnel SFC Licences and HKMA Registrations (ID 27749275)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-07-22	-
	Rep	Advising on securities	2025-07-22	-
	Rep	Dealing in securities	2025-07-22	-
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2022-01-24	2025-05-23
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-01-24	2025-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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