Personnel SFC Licences and HKMA Registrations (ID 27751527)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2025-02-03	-
	Rep	Dealing in securities	2025-02-03	-
ABCI Securities Company Limited	RO	Advising on securities	2022-07-08	-
	RO	Dealing in securities	2022-07-08	-
	Rep	Advising on securities	2022-01-26	2022-07-08
	Rep	Dealing in securities	2022-01-26	2022-07-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.